OMB Circular A-133
Compliance Supplement
May 1998
In addition to HTML, the Office of Management and Budget (OMB) has made the Compliance
Supplement available in two commonly used word processing formats, Word Perfect 6.1 for
Windows and Microsoft Word 97 for Windows. This has been done in order to make this
information as readily available as possible. OMB does not necessarily endorse these products or
their companies.
As you scroll down this page, you will have the option to view the Supplement in each of the
three formats noted above. This document serves as the Table of Contents for the HTML format.
Users who wish to download the Supplement in either of the word processing formats may wish
to download one of the following Table of Contents files:
Table of Contents in Word Perfect 6.1 (23.2 kb)
Table of Contents in Microsoft Word 97 (32.5 kb)
| HTML (25.4 kb) | Word Perfect 6.1 (30.2 kb) | Microsoft Word 97 (46.0 kb) |
PART 2 - MATRIX OF COMPLIANCE REQUIREMENTS
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PART 3 - COMPLIANCE REQUIREMENTS
Introduction
Activities Allowed or Unallowed
Allowable Costs/Cost Principles
Cash Management
Davis-Bacon Act
Eligibility
Equipment and Real Property Management
Matching, Level of Effort, Earmarking
Period of Availability of Federal Funds
Procurement and Suspension and Debarment
Program Income
Real Property Acquisition and Relocation Assistance
Reporting
Subrecipient Monitoring
Special Tests and Provisions
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PART 4 - AGENCY PROGRAM REQUIREMENTS
Introduction
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United States Department of Agriculture (USDA)
10.551 - Food Stamps
10.553 - School Breakfast Program
10.555 - National School Lunch Program
10.556 - Special Milk Program for Children
10.557 - Special Supplemental Nutrition Program for Women, Infants, and Children (WIC)
10.558 - Child and Adult Care Food Program
10.559 - Summer Food Service Program for Children
10.561 - State Administrative Matching Grants for Food Stamp Program
10.566 - Nutrition Assistance for Puerto Rico
10.568 - Emergency Food Assistance Program (Administrative Costs)
10.569 - Emergency Food Assistance Program (Food Commodities)
10.570 - Nutrition Program for the Elderly (Commodities)
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Department of Housing and Urban Development (HUD)
14.182 - Section 8 New Construction and Substantial Rehabilitation
14.218 - Community Development Block Grants/Entitlement Grants
14.219 - Community Development Block Grants/Small Cities Program
14.228 - Community Development Block Grant/State's Program
14.231 - Emergency Shelter Grants Program
14.235 - Supportive Housing Program
14.238 - Shelter Plus Care
14.239 - HOME Investment Partnerships Program
14.241 - Housing Opportunities for Persons with AIDS
14.855 - Section 8 Rental Voucher Program
14.856 - Lower Income Housing Assistance Program-Section 8 Moderate Rehabilitation
14.857 - Section 8 Rental Certificate Program
None - Section 8 Moderate Rehabilitation Program for Single Room Occupancy Dwellings for
Homeless Individuals
14.862 - Indian Community Development Block Grant Program
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Department of the Interior (DOI)
15.605 - Sport Fish Restoration
15.611 - Wildlife Restoration
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17 Department of Labor (DOL)
17.207 - Employment Service
17.225 - Unemployment Insurance (UI)
17.235 - Senior Community Service Employment Program
17.245 - Trade Adjustment Assistance--Workers
17.246 - Employment and Training Assistance--Dislocated Workers
17.247 - Migrant and Seasonal Farmworkers
17.250 - Job Training Partnership Act
17.251 - Native American Employment and Training Programs
17.801 - Disabled Veterans' Outreach Program (DVOP)
17.804 - Local Veterans' Employment Representative Program
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20 Department of Transportation (DOT)
20.106 - Airport Improvement Program
20.205 - Highway Planning and Construction
20.500 - Federal Transit Capital Improvement Grants
20.507 - Federal Transit Capital and Operating Assistance Formula Grants
20.600 - State and Community Highway Safety
20.601 - Alcohol Traffic Safety and Drunk Driving Prevention Incentive Grants
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66 Environmental Protection Agency (EPA)
66.458 - Capitalization Grants for State Revolving Funds
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83 Federal Emergency Management Agency (FEMA)
83.516 - Disaster Assistance
83.543 - Individual and Family Grants
83.544 - Public Assistance Grants
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84 Department of Education (ED)
None - Cross-Cutting Section
84.002 - Adult Education--State Grant Program
84.010 - Title I Grants to Local Educational Agencies (LEAs)
84.011 - Migrant Education--Basic State Grant Program
84.027 - Special Education--Grants to States
84.032 - Federal Family Education Loan Program (FFEL) - Guaranty Agencies
84.041 - Impact Aid
84.126 - Rehabilitation Services--Vocational Rehabilitation Grants to States
84.173 - Special Education--Preschool Grants
84.186 - Safe and Drug-Free Schools and Communities--State Grants
None - School-to-Work Opportunities Act of 1994
84.281 - Eisenhower Professional Development State Grants
84.288 - Bilingual Education--Program Development and Implementation Grants
84.290 - Bilingual Education--Comprehensive School Grants
84.291 - Bilingual Education--Systemwide Improvement Grants
84.298 - Innovative Education Program Strategies
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93 Department of Health and Human Services (HHS)
93.044 - Special Programs for the Aging--Title III, Part B--Grants for Supportive Services and
Senior Centers
93.045 - Special Programs for the Aging--Title III, Part C--Nutrition Services
93.558 - Temporary Assistance for Needy Families
93.575 - Child Care and Development Block Grant
93.667 - Social Services Block Grant
93.775 - State Medicaid Fraud Control Units
93.777 - State Survey and Certification of Health Care Providers and Suppliers
93.778 - Medical Assistance Program
93.914 - HIV Emergency Relief Project Grants
93.915 - HIV Emergency Relief Formula Grants
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94 Corporation for National and Community Service (CNCS)
94.006 - AmeriCorps
94.011 - Foster Grandparent Program
94.016 - Senior Companion Program
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96 Social Security Administration (SSA)
96.001 - Social Security--Disability Insurance
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PART 5 - CLUSTERS OF PROGRAMS
Introduction
Research and Development
Student Financial Assistance
CFDA 84.007 - Federal Supplemental Educational Opportunity Grant Program (FSEOG)
CFDA 84.032 - Federal Family Education Loans (FFEL)
CFDA 84.033 - Federal Work-Study Program (FWS)
CFDA 84.038 - Federal Perkins Loan Program (FPL)
CFDA 84.063 - Federal Pell Grant Program (PELL)
CFDA 84.268 - Federal Direct Loan (Direct Loan) (FDL)
CFDA 93.108 - Health Education Assistance Loans (HEAL)
CFDA 93.342 - Health Professions Student Loans, Including Primary Care Loans/Loans for
Disadvantaged Students (HPSL)
CFDA 93.364 - Nursing Student Loan (NSL)
CFDA 93.820 - Scholarships for Students of Exceptional Financial Need (EFNS)
Other Clusters
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PART 6 - INTERNAL CONTROL
Introduction
A. Activities Allowed or Unallowed
B. Allowable Costs/Cost Principles (Same as Activities Allowed or Unallowed)
C. Cash Management
D. Davis-Bacon Act
E. Eligibility
F. Equipment and Real Property Management
G. Matching, Level of Effort, Earmarking
H. Period of Availability of Federal Funds
I. Procurement and Suspension and Debarment
J. Program Income
K. Real Property Acquisition and Relocation Assistance
L. Reporting
M. Subrecipient Monitoring
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PART 7 - GUIDANCE FOR AUDITING PROGRAMS NOT INCLUDED IN THIS
COMPLIANCE SUPPLEMENT
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APPENDIX I - Federal Programs Excluded From the A-102 Common Rule
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APPENDIX II - FEDERAL AGENCY CODIFICATION OF CERTAIN
GOVERNMENTWIDE GRANTS REQUIREMENTS
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APPENDIX III - FEDERAL AGENCY CONTACTS FOR A-133 AUDITS
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APPENDIX IV - INTERNAL REFERENCE TABLES
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APPENDIX V - LIST OF CHANGES FOR THE 1998 COMPLIANCE SUPPLEMENT
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